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Division of Securities

- Description
The Originating Agency Identification (ORI) number for Division of Securities is FL921250Z. You'll need this number if you're applying for a license in the securities industry in Florida or if your employer requests live scan fingerprints for regulatory compliance.
Who Needs to Use This ORI Number?
If you are applying for or renewing any of the following licenses, you may need to submit fingerprints using this ORI number:
- Securities Dealer
- Investment Adviser
- Associated Persons of Investment Advisers or Dealers
How to Get an ORI Number?
- If your employer or regulatory agency requests live scan fingerprints, they may provide you with an ORI number.
- If you're applying for a license, contact the Florida Office of Financial Regulation (OFR) Division of Securities for guidance.
- Check your documentation from your employer, such as an email or appointment sheet. If you're still unsure, contact your HR department or licensing authority.
Background Check
You'll need to pass a background check and meet the regulatory requirements for obtaining a securities-related license. If you have a criminal history, your application will be reviewed to determine if you meet the eligibility requirements.
How to Submit Fingerprints
- Use a Live Scan Provider – Fingerprints must be taken electronically through an approved FDLE (Florida Department of Law Enforcement) Live Scan provider.
- Provide the ORI Number – When booking or at the appointment, ensure you inform your fingerprint technician of the ORI number (FL921250Z) to ensure the results are correctly sent to the Florida Office of Financial Regulation.
- Schedule an Appointment – You can book an appointment with Miami Live Scan or another authorized provider online.
Confirming Receipt
After submission, check with the Florida Office of Financial Regulation (OFR) Division of Securities to confirm they received your fingerprint results. Using your TCN (Transaction Control Number) or Appointment ID, you can check the status at:
https://fdlestatus.livescan.miami/
Processing times vary, but fingerprints are typically reviewed within 48–72 hours.